Our entire premise is based on established relationships and our reputation for consistently delivering relevant information and insight. Here, you will find the unsurpassed quality of our work and presentation for our clients.
There are a substantial number of small-cap market companies in the United States as well as off-shore. Many were founded several decades ago and now the owners or their children want to liquefy their holdings.
Investments take a variety of forms ranging from straight equity, hybrid, or debt. All of our principal and agency transactions involve a significant degree of equity participation, which is commensurate with the risk and is essential to achieving our objective of capital appreciation.
Wakabayashi Fund LLC., a private equity fund with offices in Tokyo, Japan and New York, NY, provides corporate capitalization and institutional investor relations consulting services. Wakabayashi Fund may invest on a principal basis and acts in an agency capacity to procure capital for both profitable and emerging small-cap companies, identifying institutional funding sources for its clients and further develops the investor relations activities.